Delivering Positive Outcomes

Disclaimer

Torch Partners Corporate Finance Limited (“Torch”) is authorised and regulated by the Financial Services Authority in the UK and is entered on the latter’s Register, www.fsa.gov.uk, under number 195597.

Torch is registered in England and Wales at 411 Tower Bridge Business Centre,46-48 East Smithfield, London,E1W 1AW. Registered company number: 04039591.

This website provides information only and does not represent an offer or a solicitation or a recommendation to buy or sell any security.

The material on this website is directed solely at eligible counterparties and professional clients as those terms are defined by the Financial Services Authority. The material is not directed at, may not be suitable for and should not be relied on by retail clients.

Neither Torch nor any of its directors, officers, employees or agents shall be liable for any error or incompleteness of fact or opinion in it or lack of care in its preparation or publication. Any opinion, estimate or projection may be changed without notice.

Torch or one or more of its associates or directors or employees may from time to time have a position, or may have undertaken or undertake an own account transaction, in a security referred to in the material that follows or in a related security.

This website is produced by Torch Partners Corporate Finance Limited and no part may be reproduced in any manner without the written permission of the same.

Cookie policy

Our Cookie Policy describes how we may collect and use information you provide when you visit this website. As you may be aware, as part of a change in legislation all websites are now required to provide additional information on what cookies are, how they are used, what benefits they bring as well as the visitors’ consent to use certain cookies.

What are Cookies?

Cookies are electronic browser files containing small amounts of information which are set on your device when you visit a website. Cookies are then sent back to the originating website on each subsequent visit, or to another website that recognises that cookie. Cookies are useful because they allow a website to recognise a user’s device. You can find more information about cookies, including how to see what cookies have been set and how to manage and delete them, by visiting http://www.allaboutcookies.org/.

Cookies are widely used and most browsers are set up to accept them automatically. Cookies do lots of different tasks, like letting you navigate between pages efficiently, remembering your preferences, and generally improve the user experience. We use them to help us manage and improve the usability of our website.

What Cookies do we use?

We use the following types of Cookies:

1. Essential Cookies which are vital to us providing key features on our website.
2. Functionality & Performance Cookies which gives extra functionality such as being able to ask us to remember your preferences. They let us monitor how our website is performing so we can make regular improvements.

Should you require a list of the individual cookie names and descriptions please write to the Compliance Officer, Torch Partners Corporate Finance Limited, Floor 16, 33 Cavendish Square, London, W1G 0PW.

Can I refuse Cookies?

You can control whether to accept cookies or not. If you decide to not accept cookies, some features and services on our site may not work properly because we may not be able to execute certain functions or recognize you. If you prefer not to accept cookies you can:

1. Change your browser settings to notify you when you receive a cookie, which lets you choose whether or not to accept it
2. Set your browser to automatically not accept any cookies.

Privacy Policy

Torch Partners Corporate Finance Incorporated (“Firm or TPCFI”) is a member broker/dealer of FINRA and is required to meet the requirements of the SEC Regulation S-P, “Privacy of Consumer Financial Information”. In order to comply with this requirement, TPCFI is providing you with this statement regarding its policies on the handling of confidential consumer information.

TPCFI collects non-public personal information about you from the following sources:

1. Information we receive from you on applications or other forms;
2. Information about your transactions with us or others; and
3. Information we receive from a consumer reporting agency

We do not disclose any non-public personal information about you to anyone, except as permitted by law.

If you decide to discontinue your business relationship with us, we will adhere to the privacy policies and practices as described in this notice.

The Firm restricts access to your personal and business information to those employees who need to know that information to provide services to you.

The Firm maintains physical, electronic, and procedural safeguards to guard your non-public personal information.

Torch Partners Corporate Finance Incorporated’s Business Continuity Planning

Torch Partners Corporate Finance Incorporated (“TPCFI” or “Firm”) has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us – If after a significant business disruption you cannot contact us as you usually do, you should call our alternative number +44207 227 8830 or go to our website at www.torchpartners.com. If all traditional means of communication are unavailable, the Firm will post (if at all possible) emergency contact information and instructions on its web site www.torchpartners.com regarding access to the Firm’s representatives.

Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the Firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our Firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting.

Varying Disruptions – Significant business disruptions can vary in their scope, such as only our Firm, a single building housing our Firm, the business district where our Firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our Firm or a building housing our Firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 48-72 hours. In either situation, we plan to continue in business and notify you by the nearest means available on how to contact us.

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT IN THE UNITED STATES OF AMERICA

To help the US government fight the funding of terrorism and money laundering activities, US Federal law requires all financial institutions, including Torch Partners Corporate Finance Incorporated, to obtain, verify, and record information that identifies each person who opens an account.

What this means for you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.